WHO SMART Trust
1.1.5 - CI Build

WHO SMART Trust, published by WHO. This guide is not an authorized publication; it is the continuous build for version 1.1.5 built by the FHIR (HL7® FHIR® Standard) CI Build. This version is based on the current content of https://github.com/WorldHealthOrganization/smart-trust/tree/onboarding_checklist_enhancement and changes regularly. See the Directory of published versions

## Transactions

### Mirror Local PKD

#### Trigger Events

#### Message Semantics

#### Expected Actions

Steps include:

- Local PKD onboarding (one-time). Onboarding may include evaluating Local PKD format, providing the Federated PKD access, and signing of business agreements.
- Local PKD public keys are mirrored (periodic)
- Mirrored public keys are merged into a master list (periodic)
- Master list is digitally signed for distribution

Local PKDs participating in the Federated PKD are expected to:

- Have an existing public key infrastructure used for issuing trusted health documents (e.g. COVID credentials)
- Have permissions/policies in place that allow sharing the public keys
- Can share public keys in one of the following formats:
  - X.509
  - JSON Web Keys (JWK)
  - Decentralized Identifiers (DID)

Federated PKDs are expected to:

- Have a means for retrieving local public key directories / nodes members represented in the aggregation services
- Have permissions/policies in place that allow sharing the public keys from trust node members
- Have an existing public key infrastructure used for signing list of keys my node members
- Can share list of public keys in the following format:
  - Decentralized Identifiers (DID)

### Sign Health Certificate (HCERT) Claim

#### Trigger Events

The claim payload of a HCERT has been generated and is ready to be signed by an Issuer acting on behalf of a Trust Network Participant.

#### Message Semantics

The output should be a valid signed HCERT

#### Expected Actions

<h4 id="put_keys_api} Publish Verification Keys - API

#### Trigger Events

​A Trust Network Partcipiant publish keys to the Trust Network Gateway for use by Verification Applications. Keys may be coded for a variety of uses including following the certificate governance according to their usage and trust domain

#### Message Semantics

See Swagger API

#### Expected Actions

### Retrieve Verification Keys - DID

#### Trigger Events

#### Message Semantics

Keys should be retrieved using the GDHCN framework.

#### Expected Actions

Once a Verification Application has onboarded to the Trust Network it may retrieve verification keys. The retrieved list of verificaiton keys may be used for the following busines processes:

- Onboarding a Federated PKD by retrieving the signing key used to sign the master list (one-time).
- Retrieving the master list from the Federated PKD and verifying the signature (periodic).
- Deserializing a Verifiable QR code (e.g. vaccine credential 2D bar-code) to determine the key id.
- Retrieving the public key associated with the key id from the master list, or using a cached key.
- Verifying
  - the cryptographic signature within the 2D barcode.
  - the authority of the issuer to issue this type of certificate with this key.
  - the expiration date of the keys.
  - the expiration date from the certificate.
  - the certificate is not part of revocation lists available.
  - the issuing key is still present on a trust list by the issuing authority (not revoked).
  - the issuing key is still present on the trust list of the verification authority.
  - the name/identity on the certificate matches an ID document.
  - the business rules of the verification jurisdiction pass for the certificate.

### Retreive Verification Keys - API

#### Trigger Events

#### Message Semantics

See Swagger API

#### Expected Actions

Once a Verification Application has onboarded to the Trust Network it may retrieve verification keys. The retrieved list of verificaiton keys may be used for the following busines processes:

- Onboarding a Federated PKD by retrieving the signing key used to sign the master list (one-time).
- Retrieving the master list from the Federated PKD and verifying the signature (periodic).
- Deserializing a Verifiable QR code (e.g. vaccine credential 2D bar-code) to determine the key id.
- Retrieving the public key associated with the key id from the master list, or using a cached key.
- Verifying
  - the cryptographic signature within the 2D barcode.
  - the authority of the issuer to issue this type of certificate with this key.
  - the expiration date of the keys.
  - the expiration date from the certificate.
  - the certificate is not part of revocation lists available.
  - the issuing key is still present on a trust list by the issuing authority (not revoked).
  - the issuing key is still present on the trust list of the verification authority.
  - the name/identity on the certificate matches an ID document.
  - the business rules of the verification jurisdiction pass for the certificate.

Keys should be retrieved using the GDHCN framework.

### Request Business Rule Updates - API

#### Trigger Events

#### Message Semantics

See Swagger API

#### Expected Actions

### Request Business Rule Updates - API

#### Trigger Events

#### Message Semantics

Shall act as a Business Rules Library:

- Expresses health policies (e.g. “Needs full course of vaccine”) as executable business rule using the Clinical Quality Language (CQL) as a FHIR Library Resource
- Publishes business rules as FHIR Library resources with a trust health service

Optionally:

- Provide digital signagure of business rule as FHIR Provenance resource
- Provides public key to PKD

#### Expected Actions

### Execute Business

#### Trigger Events

#### Message Semantics

#### Expected Actions

Verification App:

- Pre-Condition: Perform Federated Verification workflow on one ore more QR-code
- Identify one (or more) business rule(s) to be exectued according to use case

Optionally:

- Retrieves business rule signing public key from PKD (either Local PKD or via Aggregating/ Federated PKD)
- Verifies authenticity of business rule
- Map QR-code content into requiste FHIR resources using FHIR Structure Maps
- Execute CQL businns rule on FHIR resource content

### Request Value Sets - API

#### Trigger Events

#### Message Semantics

See Swagger API

#### Expected Actions

### Request Value Sets - FHIR

#### Trigger Events

#### Message Semantics

See IHE Sharing Value Sets and Concept Maps for transactions against a Terminology Service.

#### Expected Actions

### Execute Business

#### Trigger Events

#### Message Semantics

#### Expected Actions